Architecture, Archaeology, and Iraqi Palaces – An Interview with Dr. David Kertai

By Uzume Wijnsma

Dr. David Kertai is an expert on the Assyrian Empire and the architecture of Mesopotamia (present-day Iraq). He is currently affiliated with the Martin Buber Society in Jerusalem, and he is conducting research on the architecture of ancient Babylonian palaces. David recently visited Leiden for a conference on Nineveh at the National Museum of Antiquities. Persia and Babylonia met with him there to discuss his work, the (im)possibility of excavating in Iraq, and how he ended up in the discipline of Near Eastern Archaeology in the first place.

First things first: you once started as an Architecture student at the TU Delft (the Netherlands), but you eventually switched to ancient history and to the architecture of ancient buildings. How did that come about?

During my studies at Delft I realised that I wasn’t that interested in personally creating a building – something an architect probably should be interested in. I, however, was more drawn to the theory and history of architecture. So I decided I wanted to study architectural history. But in the Netherlands that’s only possible as part of (Art) History, and I didn’t feel like doing another general study. In the discipline of Ancient History, however, it was possible to specialise immediately: you had to choose between Roman, Greek or Assyrian.

So you just sort of stumbled into it?

Yes. Ancient History was the most specialised study I could find.

Why did you choose Assyrian over Greek or Roman?

I think Greek and Roman architecture is relatively boring. So many people have already worked on that. The Middle East, however, seemed interesting to me.

So what’s the difference between ancient architecture and archaeology?

I think the difference is that I’m not much concerned with archaeological details when I look at architecture. Those details are always very problematic with old excavations (editor: many sites in Iraq were excavated in the 19th and early 20th centuries, with methods and tools far below modern archeological standards). In the case of the ancient palace at Babylon, for example, they’re now looking at all of those details anew. That will surely result in all kinds of small chronological changes: perhaps a few doors or walls of the palace should be re-dated to Phase A rather than B, and perhaps certain renovations were conducted at an earlier rather than later time. But I’m ignoring those details at the moment. I look at the palace as if that were the palace.

What are you looking at exactly? How big the palace was, in what style it was built, which colours were used on the walls..?

No, not quite. I’ve always been interested in how people shape their lives through architecture, in this case at the Babylonian court. The idea is that the way in which you shape the space around you influences the way in which people interact with each other. For example, the big difference between the palace of Babylon and the palaces of Assyria is that movement in the latter is extremely concentrated: everyone has to walk through a handful of hallways to get from A to B. You can’t simply walk from one room to the other. You always have to go outside and use the same hallways and open courts to reach another part. So if you close off one hallway, you’ve practically closed off an entire section of the palace. In the Babylonian palace, however, everything is connected with everything. Almost all of the rooms lead to yet another room and there’s almost no room with a dead-end. There are infinite ways to get from one part to another. That’s actually quite comparable to European baroque palaces. We might think that a bedroom is an isolated room, but in ancient Babylonia and European baroque the bedroom is just one of the many rooms you can walk through to get to some other place. In other words: there are no isolated areas.

Why do you think they chose for that style of architecture?

I’m not sure. What you can see in baroque palaces is that the way the architecture was used partly depended on someone’s rank. For example, there were small spaces within the walls themselves: they (rather than the regular rooms and hallways) could be used by servants. But they could also be used by the most important people, such as the king: kings had the right not to be seen when they didn’t want to be. But everyone else had to use the regular rooms and hallways. I don’t think Babylon had this sort of hierarchy. There are no hidden doors or hallways in Babylon, nor are there obvious servants’ quarters. So: I don’t know yet!

You’ve said that you see yourself more as an archaeologist than an Assyriologist; so what kind of excavations have you been to?

I’ve been to about five or six excavations. I started with a Dutch excavation team in Tell Sabi Abyad. That site was essentially of Neolithic date, so about 8000-7000 years old. Lying on top of the site were the remains of a small Assyrian farm of Middle Assyrian date (ca. 1200 BC). I’ve also done an excavation at Tell Kazel at the Syrian coast, near Lebanon (ca. 1200 BC), and in Tell Halaf where I excavated the Late Assyrian period (ca. 900-600 BC). But in the last two years I’ve mainly been to Iraqi Kurdistan as part of the Iraq Emergency Heritage Management Training Scheme of the British Museum.

That’s quite a time-range, from the Neolithic to the Middle Assyrian period! Is that all equally interesting to you?

Well, I think the Assyrian period is the most interesting historical period, but sites of Neolithic date are actually much more interesting to excavate. Because they are so much more unpredictable. For example, Assyrian walls are made of standard clay-bricks and are mostly built at a right angle. So you can pretty much predict where you can find the next standard brick; there’s not much variation. Neolithic walls, on the other hand, go into all kinds of directions. It’s harder to excavate, but also more exciting.

Are you primarily excavating temples and palaces, or also smaller houses, farms and shops?

That depends. Neolithic sites are often villages, or storage facilities. But Assyrian buildings are almost always monumental. That’s partly because it’s difficult to find smaller buildings. One reason for that is continuous occupation: the lower-town of Tell Halaf, for example, is still inhabited today and can therefore not be excavated. The only part of the site where we can excavate is the citadel, which largely consists of monumental buildings. But another reason is: we don’t really know how middle or lower class people lived in antiquity. Maybe they didn’t even live in houses. Maybe they lived in huts. And those are much more difficult to find and excavate.

You often hear that 19th century archaeologists focused on monumental buildings (temples, palaces) at the expense of domestic architecture. That can result in quite a lopsided view of Assyrian life. What is your take on that?

Well, first of all, the archeological techniques of the 19th century were not yet good enough to find non-monumental architecture. So even if they’d wanted to, they couldn’t have. It’s only at the end of the 19th century that they’re able to recognise mudbricks. And when the Germans excavated Assur, the old Assyrian capital, they also actually found all kinds of houses. So the interest was always there. As for more recent times: the political situation in Iraq has made excavations difficult. At Nineveh, for example, almost nothing has happened for the last 100 years. I mean, I know some people went there in the late 1980s, but almost all work ceased after the First Gulf War. And some people excavated at Assur in about 2000, but that stopped after 9/11. So we’ve had little chance to rectify and add to the excavations of the 19th century. We essentially know little about Iraq. And that’s also why we know much more about Syria, a country which early archaeologists paid much less attention to. Until recently, of course.

The political situation in Iraq and Syria is of course tragically well-known. But some parts of the region seem to have become more stable. Are any archeologists working there at the moment?

Most people are now excavating in Iraqi Kurdistan; but there are also a few people in south Iraq. Not a lot, but a few. But, yes, it remains a tragic fact that the original core of our discipline – Iraq – is also the place where the least amount of work has been conducted in the past generation. Most of the people who have excavated there are now around retirement age. So there’s a huge gap.

And there’s probably still a lot to dig up…

Yes, but not only that: when excavation projects reappear, students will reappear as well. More people will be engaged with it, and old things will be put on the table again and discussed and debated. Now, our knowledge is often based on what archaeologists were thinking 50 or 100 years ago. There has been some reinterpretation, but still… Archaeology is primarily based on where archaeologists are excavating. Most of the students will work on that material. And as there have been almost no excavations in Iraq in the past couple of decades, it has also suffered from a lack of interest generally.

What about archaeologists from Iraq itself?

There have always been Iraqi archaeologists and students. Even in the 19th century: the person who excavated the most was Rassam, a local Iraqi from Mosul – even though he wasn’t always considered a ‘worthy’ colleague in England, simply because of his nationality. Nonetheless, he has actually done a lot of the work. But it has been tough the last couple of years. Iraqi archaeologists and student have done enormously life-threatening work to protect the excavations, to keep a close eye on what was happening there… It hasn’t been easy.

To what extent has the political situation in Syria and Iraq influenced you own work?

Well, all excavations in Syria have stopped. And extensive damage has been done to some of the archaeological sites and museums. Some colleagues, such as Olivier Nieuwenhuijse (Leiden University), are putting in a lot of effort to chart the inflicted damage, and to save what can be saved. But it’s hard. Most people in Syria and Iraq have better and more important things to worry about, of course… But, yes, I think it is the duty of archaeologists to concern ourselves with the tiny part of our own expertise, and to focus on the small area where we can make a difference.

Thank you for your time, David. I just have one last (happy) question for you: is there anything in your work (e.g. any site that you’ve been to) that was especially interesting or beautiful?

If I had to choose, that would be Tell Sabi Abyad, a village of Neolithic date. The structures there were especially well preserved, from 1 to 8 meters high. So you could really stand in the old streets and houses. And that felt pretty special after 8000 years…

António de Gouveia and the Fascination with Persepolis

Exhibition poster with a photograph of Antoin Sevruguin

By Ivo Dos Santos Martins

Until 6 May 2018 the National Museum of Antiquities (Rijksmuseum van Oudheden) in Leiden is hosting the exhibition Fascination with Persepolis. This exhibition is inspired by the work of photo-historian Dr. Corien Vuurman whose doctoral dissertation was published in 2015. Although relatively small, the exhibition takes full advantage of its limited space to convene a coherent and compelling narrative of the men and women who contributed to unveiling Persepolis anew. Not included in this iconographic exhibition for obvious reasons (there isn’t a single image that depicts him), is the Portuguese priest Fryer António de Gouveia (1575-1628), who was one of those rediscoverers.

A walk through the exhibition
Such a long fascination is fittingly represented by two diametrically opposed exhibits. At the entrance of the ‘Muse hall’, the visitor is greeted by a 17th century fanciful engraving while, at the far end of the gallery, a 21st century 3D reconstruction plays on a small monitor. The engraving is the artwork of Jan Janzoon Struys, who visited Persepolis around 1672, and was one of the first depictions of the site to have reached Europe. The lack of realism is striking.

Struys’ idyllic representation of the royal tomb of Persepolis

The digital reconstruction was released in 2004 as part of the documentary Iran: Seven Faces of Civilization by Iranian scholar Dr. Farzin Rezaeian. In it, the entire complex is recreated from drone footage in accordance with paper-based reconstructions by Frederich Krefter (1971).

Between the dreamlike imagination of the oldest drawing and the digital accuracy of modern reconstructions, a diverse range of images and objects illustrates the journey to rediscovery of ancient Persepolis. Plates, photographs, modern objects and archeological artifacts illustrate the work of travelers, archaeologists, diplomats and photographers.

Several books from the Leiden University Library collection are among them. Noteworthy are the travel accounts by Struys (1676), Cornelius de Bruijn (1711) and Jean Chardin (1711), the Atlas of P. Coste and E. Flandin (1851) and the panoramic photographs of Marcel Dieulafoy (1894-5) and E. F. Schmidt (1953). An album showing two platine-printed photographs taken by Albert Hotz, who is credited as the first Dutch photographer to have visited the Persepolis Plain in 1871, is part of the same collection.

Gate of All Nations: Early photograph by Luigi Pesce (1858)

Of the diverse iconographic material reunited in the exhibition, the pioneering photographs of the Italian Luigi Pesce (1858), the semi-professional photographs of the Iranian Sam Ala of the Khan Estakri family (1930’s), that of German writer Annemarie von Nathuis (1924), several Iranian family photos of the 1950-60’s (coll. Kanran Najafzdeh), and the professional photographs of Harold Weston (1921) and a photograph of Queen Julianna and Shah Reza Pahlavi amid the columns of Persepolis (1963) stand out.

The object on display which no doubt lures the attention of any visitor is a complete nineteen century photographic set including a concertina-type travel camera, plates and developing chemicals and accessories from 1858 (Ruud Hoff collection). A small vitrine contains a few archaeological artifacts found at Persepolis. These include two bags with fifty-five pottery sherds from the 1923 Ernest Herzfeld’s excavations (Staatliche Museen zu Berlin coll.); three clay tablets from Persepolis archives recording legal matters (RMO coll.); and a small stone-slab from the palace of Darius I depicting a Persian soldier in bas-relief (RMO coll.). Regrettably, little reference is made to the major archeological excavations initiated in 1931. These excavations, which brought to light most of the complex, were conducted under the direction of Ernest Herzfeld (1931-1934) and Erich Schmidt (1934-1939) and promoted by the Oriental Institute of Chicago.

Older “fascinations”
Fascination with Persepolis centers on Europeans travelers and their iconographic records of the last four centuries. However, the appeal of the ruins of Čehel Menār captured the imaginations of earlier European travelers as well. Moreover, European curiosity for Persepolis extends far beyond iconographic sources and archeological excavations. As is briefly mentioned in the exhibition, European visitors have traversed the Marv Dasht plain since the 14th century. The Italians Fryer Odoric of Pordenone (ca. 1318) and Josafat Barbaro (1474) were the first to leave a written records of their visits (Vuurman 2015:26).

Gradually, European voyages through Safavid Persia (1502-1736) become more numerous and frequent. Indeed, António de Gouveia reports that, by the early 17th century, the great affluence of visitors was felt as a nuisance to the inhabitants of the Marv Dasht plain: “The inhabitants of the place, oppressed, or bored of the many people who came to see this marvel, armed themselves several days against it working as much on unmaking it, as what it probably took to make it…” (Gouveia, 1611: f.32).

This was a result both of the European age of expansion and of the strategic importance of Safavid Persia as a counterweight to the growing power of the Ottoman Empire. The voyages of Geofry Ducket (1569), Pietro della Valle (1621), Garcia de Silva e Figueroa (1619), Jean Chardain (1666), J.J. Struys (1672) and Cornelius de Bruijn (1704-5) are to be understood within this context.

Besides these, several Portuguese voyagers journeyed in Persia during this period. With the capture of the island of Hormuz (Jazīreh-ye Hormoz) in 1515, a privileged gateway into Persia was opened and various Portuguese ventured inland: diplomats seeking the Sha’s alliance, missionaries linking up with isolated Christian communities, shipwrecked seafarers wishing to reach Europe via Aleppo.

António de Gouveia
The account of António de Gouveia (or Gouvea following its original spelling), an Augustinian missionary and diplomat, stands out from other Portuguese travel literature. His book, Relaçam em que se tratam as guerras e grandes victorias que alcançou o grãde Rey da Persia Xá Abbas do grão Turco Mahometto, & seu filho Amethe (…),was published in 1611. In it, Gouveia significantly contributes towards the identification of Persepolis and the first modern report on the cuneiform writing system.

Front page of António de Gouveia’s Relaçam em que se tratam as guerras (1611)

António de Gouveia was born in 1575 in Beja, Portugal. Professing as an Augustinian in Lisbon, he was posted to Goa in 1596. A few years later, Gouveia was chosen to lead the ninth Portuguese embassy to Persia. On 15 February 1602 Gouveia’s party set sail from Goa only arriving at Hormuz on April 10th. Another month would pass before the Portuguese delegation was allowed to set foot on Persian shores and start its search for the court of Shah ‘Abbās I (1588-1629), which they would find in late September in the city of Maxed (Mashhad) (Carreira 1980:93).

On the way there, António de Gouveia collects a vast array of information not only on Safavid Persia of political, religious and ethnographical interest, but also on historical matters. By virtue of his religious education, he shows considerable knowledge not only of Biblical but of Classical texts as well. Such background proves useful when Gouveia seeks to make sense of the oral information he receives and the reality of what he sees.

After a stay in Lara, the embassy reached the city of Xiraz (Xirás) on 15 June. Gouveia identified this city with Persepolis saying that in ancient times it was “the head of all the Kingdom of Persia” (Gouveia 1611, f.25v.). Gouveia associates to this city the story of Persepolis’ destruction by Alexander at the request of a friend. He was perhaps quoting from memory since he names Campaspe of Larissa instead of the Athenian Thais (Diodorus Siculus, Universal History VII:71).

“(Xiraz) is today thriving, even though it has been destroyed one time by the Tartars and another by the Arabs, not to speak of that ancient ruin to which Alexander the Great has once reduced it, ordering its burning to please Campaste (sic) his friend, who had so asked him, though later he repaid that damage in ordering its reconstruction.” (Gouveia 1611 [1609], f.26)

Evidently, Xiraz was not Persepolis. But when Gouveia reached nearby Chelminirá (Čehel Menār, i.e. “forty minarets”) he partially corrected the mistake. Refuting Joseph Barbaro’s claim that Xiraz had once stretched to the ruins, Gouveia reckons that these were potentially the remnants of an older city, eventually ancient Xiraz (Gouveia, 1611, f.31).

In a lengthy description of the ruins Gouveia mentions several details like the column’s capitals with “beautiful figures”, the dimensions of the columns and the big stone gates with “lions and other ferocious animals, who still appeared to want to instill fear” (Gouveia, 1611, f.31v.).

Gouveia’s interpretations of the tombs are drawn from Biblical texts and, unlike Barbaro before him (Vuurman 2015: 26), he is somewhat able to make an accurate identification… by chance. He attributes the three tombs to Cyrus, the Biblical Queen Vashti and the King Ahasuerus, whom he dubs to be one of the Artaxerxes (Gouveia, 1611 f.30). And indeed, one of Persepolis’ tombs belongs to Artaxerxes III (Carreira 1980:93).

All in all, António de Gouveia tends to be cautious when putting forward his interpretations. For example, he precludes himself from speculating on who might have been the builder of the complex, preferring instead to refer to a source which he cannot read:

“The letters which declare the foundation of this complex structure, and which should declare its author as well, though they are at several places quite distinct; alas there is no one who can read them, because they are neither Persian, nor Arabic, nor Armenian, nor Hebraic which are (the scripts) which today roam through those parts, and therefore everything contributes to let forget what the ambitious King desired so much to make eternal.” (Gouveia, 1611: f.32)

Cornelius de Bruijn’s copy of Persepolis’ inscription (1711)

Thankfully, these characters and the location of Persepolis didn’t remain enigmatic for much longer. Some ten years later, Gouveia’s diplomatic successor, the Spanish Garcia de Silva e Figueiroa, links Čehel Menār with Persepolis. In 1704-5 Cornelius de Bruijn’s reproduction of those same characters initiates 150 years of efforts to decipher cuneiform.

References

Achour-Vuurman, Corien J.M. (2015), Fascinatie voor Persepolis: Europese perceptie van Achaemenidische monumenten in schrift en beeld, van de veertiende tot het begin van de twintigste eeuw. Gronsveld: Barjesteh van Waalwijk van Doorn & Co’s Uitgeversmaatschappij.

Gouveia, António de (1611), Relaçam em que se tratam as guerras e grandes victorias que alcançou o grãde Rey da Persia Xá Abbas do grão Turco Mahometto, & seu filho Amethe (…). Lisboa: Pedro Crasbeeck, 25-32.

Carreira, José Nunes (1980), António de Gouveia e a Escrita Cuneiforme, in: Do Preste João às ruínas da Babilónia : viajantes Portugueses na rota das civilizações orientais. Lisboa: Editorial Comunicação, 83-94.